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SEC & Securities Matters

With extensive experience working with the SEC, as well as in defending matters brought by the SEC, Berdon offers a unique profile to counsel faced with SEC and securities investigations and litigation.  We have been retained as consultants and expert witnesses by the SEC and U.S. Attorney’s Office and by defendants appearing before these bodies. Our professionals have testified in deposition, before federal and state courts, and at SEC Administrative Proceedings and arbitration hearings. We have consulted on or rendered opinions in a wide variety of matters in numerous industries, among them fraudulent financial reporting, violations of GAAS and GAAP, failure to follow SEC regulations, improper revenue recognition, and FCPA violations.